SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
NOTIFICATION OF LATE FILING
|(Check one):|| |
☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q
☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR
|For Period Ended: June 30, 2018|
|☐ Transition Report on Form 10-K|
|☐ Transition Report on Form 20-F|
|☐ Transition Report on Form 11-K|
|☐ Transition Report on Form 10-Q|
|☐ Transition Report on Form N-SAR|
|For the Transition Period Ended:|
If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART I REGISTRANT INFORMATION
Revolution Lighting Technologies, Inc.
Full Name of Registrant
Former Name if Applicable
177 Broad Street, 12th Floor
Address of Principal Executive Office (Street and Number)
Stamford, CT 06901
City, State and Zip Code
PART II RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
|(c)||The accountants statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.|
PART III NARRATIVE
Revolution Lighting Technologies, Inc. (the Company) plans to file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2018 with the Securities and Exchange Commission (SEC) as soon as practicable and within the five calendar day period provided by Rule 12b-25 for delayed filings. The delay is necessary to finalize the assessment of changes in internal controls over financial reporting and the effectiveness of disclosure controls as required by Form 10-Q.
PART IV OTHER INFORMATION
Name and telephone number of person to contact in regard to this notification:
James A. DePalma
Chief Financial Officer
|(Name)||(Area Code)||(Telephone Number)|
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). ☒ Yes ☐ No
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? ☒ Yes ☐ No
The Company anticipates that the subject report will reflect changes in results of operations from the corresponding period for the last fiscal year in a manner consistent with the information contained in the Press Release dated August 2, 2018, included as Exhibit 99.1 to the Companys Current Report on Form 8-K filed with the SEC on August 6, 2018. The information contained in Exhibit 99.1 to such Current Report on Form 8-K is incorporated by reference herein.
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
Revolution Lighting Technologies, Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
|August 10, 2018||By:|
|James A. DePalma|
|Title:||Chief Financial Officer|